Privacy Policy

Facts What does Parsonex Advisory Services, Inc. do with your financial information?
Why Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security
  • Investment Experience
  • Income
  • Assets
  • Risk Tolerance
  • Account Transactions

When you are no longer our customer, we continue to share your information as described in this notice.

How All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Parsonex Advisory Services chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information Does Parsonex Advisory Services Share? Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO
For our marketing purposes – to offer our products and services to you YES NO
For joint marketing with other financial companies YES NO
For our affiliates’ everyday business purposes –
information about your transactions and experiences		 YES NO
For our affiliates’ everyday business purposes –
information about your creditworthiness 		NO We Don’t Share
For non-affiliates to market to you NO We Don’t Share
WHAT WE DO
How does Parsonex Advisory Services protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Access to personal information is granted to our branch-office and home-office associates only to provide investments and services to customers or to serve another legitimate business need.
How does Parsonex Advisory Services collect my personal information? We collect your personal information, for example, when you:

• Open an account
• Give us your contact information
• Seek advice about your investments
• Tell us about your investment or retirement portfolio
• Enter into an investment advisory contract

We also collect your personal information from credit bureaus, affiliates or other companies.
Why can’t I limit all sharing? Federal law gives you the right to limit only: 
• Sharing for affiliates’ everyday business purposes – information about your creditworthiness
• Affiliates from using your information to market to you
• Sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
DEFINITIONS
Affiliates Companies related by common ownership or control. They can be financial and
nonfinancial companies.
• Our affiliates include financial companies such as Parsonex Insurance Agency, Inc., Parsonex Financial Services, Inc., Parsonex Securities, Inc., and Parsonex Enterprises, Inc.
Non-Affiliates Companies not related by common ownership or control. They can be financial
and nonfinancial companies.
• Parsonex Advisory Services does not share with non-affiliates so that they can market to you.
Joint Marketing A formal agreement between nonaffiliated financial companies that together
market financial products or services to you.
• We do not currently have any Joint Marketing agreements in place.